AC
Alfredo G. Calvo
VOYA FINANCIAL ADVISORS
Richmond, VA 23230
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CRD#: 3220214
AC
Professional summary
Alfredo Griek Calvo, CFP®, ChFC®, who also goes by Al Calvo, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Richmond, Virginia.
Alfredo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Alfredo has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Calvo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DISQO/SURVEY JUNKIE POSITION: Consumer Opinion Participant NATURE: Voluntary participation in occasional consumer opinion/feedback surveys INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 400 N Brand Boulevard, 6th Floor, Glendale CA 91203, United States DESCRIPTION: Voluntary elect to participate in consumer sentiment/opinon surveys ad hoc
CRS (Client Relationship Summary) - RIA
Click below to view Alfredo Griek Calvo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alfredo Griek Calvo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: Reynolds Office Building 6641 West Broad Street, Suite G-106, Richmond, VA 23230RIA
BD
CRD#: 2882
Richmond, VA
Current
November 25, 2019 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: Reynolds Office Building 6641 West Broad Street, Suite G-106, Richmond, VA 23230RIA
BD
CRD#: 2882
Richmond, VA
Past
January 21, 2017 - November 13, 2019
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
GREENWOOD VILLAGE, CO
Past
June 16, 1999 - November 13, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(11/25/2019)
IAR
Virginia(1/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Richmond, VA 23230TRUST BUT VERIFY
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