Chad L. Nielsen
Professional summary
Chad Ludvig Nielsen, who also goes by Chad L. Nielsen, Chad Nielsen, is a registered financial advisor currently at GATEWAY FINANCIAL & ESTATE PLANNING, INC. located in Pocatello, Idaho.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Chad has worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad Ludvig Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2007 - Present
GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Office #2: 14900 Interurban Ave. So Suite 271, Seattle, WA 98168January 31, 2005 - December 31, 2006
REGENT CAPITAL GROUP, INC.
September 26, 2000 - October 8, 2004
CAMDEN FINANCIAL SERVICES
April 30, 1999 - June 23, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2019)
(10/25/2022)
(4/11/2025)
(11/7/2007)
(3/18/2025)
(7/1/2025)
(1/10/2023)
(4/11/2025)
(1/5/2022)
(3/11/2021)
(10/30/2008)
(8/12/2025)
(5/17/2021)
(1/5/2026)
Exams
Current Firm
GATEWAY FINANCIAL & ESTATE PLANNING, INC.
CRD#: 144741 / SEC#:
Contact information
Red Flags
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