Charles R. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Richard Pope II, who also goes by Charles R Pope, Chuck Pope II, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1999. Charles had worked at 9 firms and has passed the Series 66, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2024 - December 31, 2024
POPE CAPITAL, LLC
April 10, 2013 - December 31, 2023
POPE CAPITAL, LLC
September 16, 2009 - April 16, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
September 10, 2009 - April 16, 2013
J.P. TURNER & COMPANY, L.L.C.
August 7, 2009 - September 14, 2009
SUMMIT FINANCIAL GROUP INC
August 3, 2009 - August 5, 2009
SUMMIT FINANCIAL GROUP INC
August 3, 2009 - September 14, 2009
SUMMIT BROKERAGE SERVICES, INC.
November 30, 2007 - July 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 30, 2007 - July 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2004 - December 4, 2007
TRUIST INVESTMENT SERVICES, INC.
February 4, 2004 - December 4, 2007
TRUIST INVESTMENT SERVICES, INC.
July 1, 2003 - December 18, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 18, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 1, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 9, 1999 - February 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POPE CAPITAL, LLC
CRD#: 167271 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 2,650,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
