Donald W. Gilmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Wayne Gilmore, who also goes by Wayne Gilmore, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1999. Donald had worked at 2 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2010 - May 1, 2012
EVERTRADE DIRECT BROKERAGE, INC.
September 27, 2007 - September 29, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 17, 1999 - September 29, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERTRADE DIRECT BROKERAGE, INC.
CRD#: 47388 / SEC#: , 8-51781
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
