Andrew C. Wheeler

WELLTH ADVISORY SERVICES

Fresno, CA 93711

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CRD#: 3220011

Professional summary

Andrew Charles Wheeler, AIF® is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Fresno, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Andrew has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOLDEN VALLEY UNIFIED SCHOOL DISTRICT; NOT INV. RELATED; MADERA, CA; BOARD OF TRUSTEES; START DATE 1/2017; 15 HRS PER MONTH; 2 HRS DURING TRADING; DUTIES: OVERSEE RUNNING OF THE SCHOOL DISTRICT, APPROVE SPENDING AND POLICY CHANGES AS THEY IMPACT THE DISTRICT. CANDIDATE DELEGATE FOR MADERA REPUBLICAN CENTRAL CO, NOT INV RELATED, CA, START: 2/12/2018, 5 HOURS PER MONTH/0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 2014 Tulare Street Suite 608, Fresno, CA 93711

RIA

CRD#: 330537

Fresno, CA

Past

January 9, 2024 - July 9, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Fresno, CA

Past

July 31, 2018 - December 31, 2024

ROUSH INVESTMENT GROUP

RIA

CRD#: 151288

FRESNO, CA

Past

December 15, 2015 - July 31, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MODESTO, CA

Past

December 14, 2015 - July 31, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MODESTO, CA

Past

September 24, 2010 - December 16, 2015

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

HANFORD, CA

Past

September 24, 2010 - December 16, 2015

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

HANFORD, CA

Past

March 3, 2009 - September 24, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MADERA, CA

Past

February 27, 2009 - September 24, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MADERA, CA

Past

January 14, 2009 - February 2, 2009

PORTFOLIO ADVISORS, INC.

RIA

CRD#: 106111

FRESNO, CA

Past

May 29, 2007 - January 23, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MADERA, CA

Past

May 29, 2007 - January 23, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MADERA, CA

Past

March 24, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

MADERA, CA

Past

March 24, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

MADERA, CA

Past

March 30, 2001 - March 26, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

FRESNO, CA

Past

June 7, 2000 - March 26, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 16, 1999 - May 22, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/14/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/18/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew C. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

ROUSH INVESTMENT GROUP

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PORTFOLIO ADVISORS, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/1999

Series 63

Date: 6/18/1999

SIE

Date: 7/31/2018

Series 7

Date: 6/15/1999

Series 10

Date: 11/14/2002

Series 9

Date: 10/18/2002

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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