Brent T. Celso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Thomas Celso was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1999. Brent had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2020 - April 11, 2022
THE LEADERS GROUP, INC.
September 29, 2016 - January 6, 2020
P.J. ROBB VARIABLE, LLC
August 5, 2015 - September 16, 2016
RAYMOND JAMES & ASSOCIATES, INC.
April 15, 2015 - July 31, 2015
THE LEADERS GROUP, INC.
April 16, 2013 - December 4, 2013
PENATES GROUP, INC.
August 1, 2006 - February 9, 2011
SECURITIES EQUITY GROUP
August 16, 2002 - July 26, 2006
USALLIANZ SECURITIES, INC.
July 6, 1999 - December 31, 2001
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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