Joseph O. Degregorio
Professional summary
Joseph Orazio Degregorio was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Joseph had worked at 14 firms, which includes GARDEN STATE SECURITIES INC., FIRST STANDARD FINANCIAL COMPANY LLC, CHELSEA FINANCIAL SERVICES, SYNAPSE BROKERAGE LLC, J.P. TURNER & COMPANY L.L.C., WINDSOR STREET CAPITAL LP, MERCER CAPITAL LTD., EMERALD INVESTMENTS INC., VISION BROKERAGE SERVICES LLC, FIRST MONTAUK SECURITIES CORP., U.S. FINANCIAL INVESTMENTS INC., U.S. SECURITIES & FUTURES CORP., SYNERGY INVESTMENT GROUP LLC, CYBERVEST SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2016 - February 24, 2017
GARDEN STATE SECURITIES, INC.
November 3, 2015 - September 19, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
January 27, 2015 - November 3, 2015
GARDEN STATE SECURITIES, INC.
January 14, 2014 - March 3, 2014
CHELSEA FINANCIAL SERVICES
March 4, 2010 - January 16, 2014
SYNAPSE BROKERAGE LLC
May 7, 2009 - March 4, 2010
J.P. TURNER & COMPANY, L.L.C.
November 7, 2008 - May 7, 2009
WINDSOR STREET CAPITAL, LP
March 12, 2008 - December 5, 2008
MERCER CAPITAL LTD.
August 1, 2006 - March 13, 2008
EMERALD INVESTMENTS, INC.
May 26, 2004 - August 3, 2006
VISION BROKERAGE SERVICES, LLC
May 9, 2003 - May 26, 2004
FIRST MONTAUK SECURITIES CORP.
May 1, 2003 - May 22, 2003
U.S. FINANCIAL INVESTMENTS, INC.
March 18, 2002 - May 1, 2003
U.S. SECURITIES & FUTURES CORP.
January 31, 2002 - March 15, 2002
SYNERGY INVESTMENT GROUP, LLC
May 10, 2001 - August 23, 2002
CYBERVEST SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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