CL
Celia M. Lauve
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CRD#: 3219959
CL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celia Metrailer Lauve, who also goes by Celia Louise Metrailer, was a registered financial professional .
Celia is a previously registered financial professional and started their career in finance in 1999. Celia had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Celia Louise Metrailer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAUMET LIMITED LLC 3138 MAGAZINE STREET NEW ORLEANS, LA 70115 CATEGORY: REAL ESTATE RENTAL INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: RENT AND MAINTAIN REAL ESTATE. START DATE: 05/04/09 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 5. 2)CELIA M. LAUVE 3138 MAGAZINE STREET NEW ORLEANS, LA 70115 CATEGORY: RETAIL INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: SALES OF ART REPRODUCTIONS TO WHOLESALERS. START DATE: 05/04/09 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 0. 3) CELIA M. LAUVE 2236 PALMER AVENUE NEW ORLEANS, LA 70118 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT & HEALTH, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE AS WELL AS FIXED AND EQUITY-INDEXED ANNUITIES AND HEALTH SAVINGS ACCOUNTS. START DATE: 05/04/09 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10. 4)SEELIE LAND COMPANY, LLC 2236 PALMER AVENUE NEW ORLEANS, LA CATEGORY: LEGAL ENTITY/LLC INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: ENTITY USED TO HOLD REAL ESTATE START DATE: 04/2014 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 5. 5)CELIA LAUVE NEW ORLEANS, LA CATEGORY: REAL ESTATE RENTAL INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: MAINTAIN PROPERTY AND COLLECT RENT START DATE: 02/2018 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0. 6)Terrace Land Co. LLC - 2236 Palmer Ave., New Orleans, LA 70118 Category: Legal Entity/LLC Investment Related: Yes Title: Manager, Officer, Treasurer Duties: Negotiate listing contracts with Real Estate Brokers. Pay property taxes, insurance and maintenance costs from the company account. Distribute proceeds from sales to shareholders. Start Date: 5/7/2021 Hours per Month: 10 Hours per Month during trading hours: 8 Update Form BR: No Website Address: None 7)METRAILER CLGL, LLC BATON ROUGE, LA 70808 CATEGORY: REAL ESTATE MANAGEMENT, RENTAL, OR DEVELOPMENT/LEGAL ENTITY/LLC INVESTMENT RELATED: YES TITLE: OWNER/MANAGER DUTIES: I AM NAMED AS ONE OF THREE MANAGING MEMBERS. DECISIONS CAN BE MADE BY ANY TWO MEMBERS. I HAVE TWO BROTHERS WHO ARE THE OTHER MANAGERS AND HAVE BEEN MAKING ALL OF THE DECISIONS WITH REGARD TO THE REAL ESTATE HOLDINGS WITHIN THIS LLC. I AM NOT SURE IF OR WHEN I WILL EVER BE INVOLVED IN THE MANAGEMENT PROCESS. START DATE: 11/6/2008 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 19, 2022 - January 16, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW ORLEANS, LA
Past
May 13, 2009 - September 21, 2022
OSAIC FA, INC.
RIA
CRD#: 3978
NEW ORLEANS, LA
Past
May 1, 2009 - September 21, 2022
OSAIC FA, INC.
BD
CRD#: 3978
NEW ORLEANS, LA
Past
January 17, 2003 - May 13, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BATON ROUGE, LA
Past
July 22, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
July 22, 1999 - May 13, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AMERIPRISE FINANCIAL SERVICES, LLC
AMERICAN EXPRESS FINANCIAL ADVISORS INC. | IDS MARKETING CORPORATION | COMERICA FINANCIAL ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC. | AMERIPRISE FINANCIAL SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, INC. | AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
CRD#: 6363 / SEC#: 801-28543, 8-16791
RIA
Registered Investment Advisory firm - SEC (12/5/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
AMERICAN EXPRESS FINANCIAL ADVISORS INC. | IDS MARKETING CORPORATION | COMERICA FINANCIAL ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC. | AMERIPRISE FINANCIAL SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, INC. | AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
CRD#: 6363 / SEC#: 801-28543, 8-16791
RIA
Registered Investment Advisory firm - SEC (12/5/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
9013rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3131
Established
Delaware since 06/14/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
14,000
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
