Billy G. Matlock

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CRD#: 3219906

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Billy Gene Matlock, who also goes by Bill G Matlock, Bill Gene Matlock, Billy G Matlock, Bill Matlock, was a registered financial professional .

Billy is a previously registered financial professional and started their career in finance in 1999. Billy had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill G Matlock | Bill Gene Matlock | Billy G Matlock | Bill Matlock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 8, 2018 - December 10, 2018

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

COLLEYVILLE, TX

Past

January 25, 2018 - December 10, 2018

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLLEYVILLE, TX

Past

May 22, 2015 - March 21, 2016

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

HOT SPRINGS, AR

Past

May 22, 2015 - March 21, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Bryant, AR

Past

September 30, 2014 - May 15, 2015

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

BRYANT, AR

Past

September 2, 2010 - May 15, 2015

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

May 13, 2010 - August 30, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BRYANT, AR

Past

August 13, 2007 - November 3, 2009

SICOR SECURITIES INC

CRD#: 16195

BRYANT, AR

Past

January 3, 2006 - June 14, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

March 14, 2003 - December 31, 2005

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

March 1, 2002 - September 10, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 18, 2001 - March 6, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 3, 1999 - April 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE SECURITIES, LLC

NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/30/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/2/1999

General Securities Representative Examination

Current Firm

NATIONWIDE SECURITIES, LLC

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

(888) 753-7364

Established

Delaware since 10/09/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NSLLC FORM ADV PART 2A BROCHURE (7/8/2025)

Direct owners and executive officers

Name	Position	CRD#
NFS DISTRIBUTORS, INC.	MANAGING MEMBER
FLAGLER, TAMMARA E.	PRESIDENT	5652398
GINNAN, STEVEN A.	BOARD MANAGER	6984613
JESTICE, KEVIN THOMAS	BOARD MANAGER	5363377
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
SEVERSON, JAMES RICHARD	CHIEF COMPLIANCE OFFICER	4347559

Disclosures

Regulatory Event	10
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Billy G. Matlock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONWIDE SECURITIES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SICOR SECURITIES INC

UVEST FINANCIAL SERVICES GROUP, INC.

AFS BROKERAGE, INC.

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

NATIONWIDE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2014

Series 65

Date: 7/7/1999

Series 63

Date: 7/2/1999

SIE

Date: 10/1/2018

Series 31

Date: 6/30/1999

Series 7

Date: 6/2/1999

Current Firm

NATIONWIDE SECURITIES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE SECURITIES, LLC

TRUST BUT VERIFY

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