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AM

Andrew J. Monroe

FIRST HILL SECURITIES
Centennial, CO 80112
Some features on this profile are disabled
CRD#: 3219795
AM

Professional summary

Andrew James Monroe, who also goes by Andrew J Monroe, is a registered financial professional currently at FIRST HILL SECURITIES, LLC located in Centennial, Colorado.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew J Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew James Monroe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

FIRST HILL SECURITIES, LLC

Office #1: 6800 S. Dawson Circle, Suite 227, Centennial, CO 80112
BD
CRD#: 166445
Centennial, CO
Past

March 19, 2007 - May 23, 2025

Q ADVISORS LLC

BD
CRD#: 127232
DENVER, CO
Past

October 29, 2003 - February 28, 2007

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA
Past

October 27, 1999 - October 21, 2003

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FIRST HILL SECURITIES, LLC
FIRST HILL SECURITIES, LLC

CRD#: 166445 / SEC#: , 8-69212

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
6800 S. Dawson Circle, Suite 227, Centennial, CO 80112
Mailing Address
6800 S. Dawson Circle, Suite 127, Centennial, CO 80112
Phone number
(303) 953-1981
Established
Colorado since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HILL PARTNERS, LLCMANAGING MEMBER
KINZER, CAROL ANNFINOP4519471
SUSSMAN, JEFFREY HAROLDMEMBER, CHIEF COMPLIANCE OFFICER4649343
WOOD, RICHARD JAMESMEMBER4012334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST HILL SECURITIES, LLC

CRD#: 166445Centennial, CO 80112

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