Mark C. Simpson
Professional summary
Mark Cole Simpson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Mark had worked at 2 firms, which includes LINDEN FINANCIAL GROUP, EQUITY SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2006 - October 28, 2009
LINDEN FINANCIAL GROUP
August 13, 1999 - December 2, 2004
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LINDEN FINANCIAL GROUP
CRD#: 139719 / SEC#: 801-68700
Contact information
Red Flags
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