Bruce H. Traub
MINISTRY PARTNERS SECURITIES | 2nd Vice President - Wealth Manager
Fresno, CA 93720
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CRD#: 3219474
Professional summary
Bruce Homer Traub, CFP® is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Fresno, California and 724 CAPITAL, LLC located in Fresno, California.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bruce has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Biography
Dr. Traub has served as 2nd Vice President, Wealth Management with Ministry Partners Securities since November 2013, working out of the Fresno offices. Mr. Traub has twenty-two years of experience in the securities industry, with most recent prior experience serving as a Financial Advisor at G.A. Repple and Company, Cambridge Investment Research, and Strongtower Financial. He also served in various administrative roles in Christian colleges and universities over twenty-three years, including Fresno Pacific University, Trinity Western University, and Westmont College. Dr. Traub received his BA from Seattle Pacific University in 1971 and received a Ph.D from the Ohio State University in 1977. He is a Certified Financial Planner, Certified Kingdom Advisor, and is a member of the Financial Planning Association and the National Association of Insurance and Financial Advisors. He holds FINRA Series 6, 7, and 66 licenses.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Socially Responsible Investing
Comprehensive Financial Planni...
Social Security Planning
Retirement Income Management
Investment Planning
Do you have an area of expertise or specialization?
Attending College
Insurance
Life Planning
Long-term Care
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FINANCIAL PROFESSIONALS GROUP SERVES AS THE INSURANCE MARKETING ORGANIZATION FOR VARIOUS INSURANCE COMPANIES.; LOCATED AT 26741 PORTOLA PARKWAY #1E639, FOOTHILL RANCH, CA 92610, INDEPENDENT SALES REPRESENTATIVE FOR FIXED INSURANCE PRODUCTS WITH VARIOUS INSURANCECOMPANIES. APPROX. 5-10 HRS PER MONTH MOST DURING TRADING HRS. 2. KINGDOM ADVISORS STUDY GROUP LEADER, PROFESSIONAL ASSOCIATION FOCUSED ON EDUCATING & SUPPORTINGFINANCIAL PROFESSIONALS IN APPLYING BIBLICAL PRINCIPLES TO THEIR BUSINESS. NON-INVESTMENT RELATED, 260 INTERSTATE NORTH CIRCLE SE, SUITE 100, ATLANTA, GA 30339, 2-3 PER MONTH DURINGNON-SECURITIES TRADING HOURS, START OCTOBER 2017, VOLUNTEER (NON-COMPENSATED) POSITION WITH ATITLE OF FRESNO AREA STUDY GROUP LEADER. 3. 724 CAPITAL LLC, INVESTMENT ADVISOR SERVICES, 6986 WILLIAMS RD., LANSING, MI 148911, I AM AN INVESTMENT ADVISER REPRESENTATIVE, PROVIDE FINANCIAL PLANNING, INVESTMENT ADVICE. INVESTMENT RELATED, 25-30 HOURS A MONTH DURING SECURITIES TRADING HOURS. 4. ONE RESOURCE GROUP LOCATED AT 13548 ZUBRICK ROAD. ROANOKE, IN 46783, INVESTMENT RELATED, MANAGING GENERAL AGENT, FIXED AND INDEXED ANNUITIES, LIFE, DISABILITY, STARTED 2024, 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Homer Traub's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
November 26, 2013 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: 716 E. Colorado Ave., Nampa, ID 83686RIA
BD
CRD#: 154349
Fresno, CA
Current
June 14, 2023 - Present
724 CAPITAL, LLC
Office #1: 8483 N. Millbrook Ave. Suite 106, Fresno, CA 93720RIA
CRD#: 318170
Fresno, CA
Current
November 25, 2013 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: 716 E. Colorado Ave., Nampa, ID 83686RIA
BD
CRD#: 154349
Fresno, CA
Past
May 16, 2012 - November 25, 2013
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
FRESNO, CA
Past
May 16, 2012 - November 25, 2013
G. A. REPPLE & COMPANY
BD
CRD#: 17486
FRESNO, CA
Past
June 20, 2011 - May 31, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
FRESNO, CA
Past
June 20, 2011 - May 31, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FRESNO, CA
Past
February 27, 2004 - December 31, 2005
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
August 15, 2003 - August 19, 2011
STRONGTOWER FINANCIAL, INC.
RIA
CRD#: 35504
FRESNO, CA
Past
May 7, 2003 - August 19, 2011
STRONGTOWER FINANCIAL, INC.
BD
CRD#: 35504
FRESNO, CA
Past
November 15, 2001 - May 22, 2003
NEW ENGLAND SECURITIES
RIA
CRD#: 615
SO. SAN FRANCISCO, CA
Past
October 10, 2001 - May 22, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
April 28, 1999 - September 26, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
7C
724 CAPITAL, LLC
724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING
CRD#: 318170 / SEC#: 801-123098
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2017)
RR
California(11/25/2013)
IAR
California(11/26/2013)
RR
Colorado(12/3/2013)
RR
Florida(12/3/2013)
RR
Georgia(4/20/2016)
RR
Idaho(7/27/2017)
IAR
Idaho(12/13/2022)
RR
Illinois(7/29/2022)
IAR
Illinois(7/29/2022)
RR
Massachusetts(8/22/2024)
RR
Minnesota(12/16/2013)
RR
New York(10/20/2020)
RR
Oklahoma(11/8/2022)
RR
Oregon(12/2/2013)
IAR
Oregon(3/29/2018)
RR
Pennsylvania(4/12/2023)
RR
Rhode Island(3/17/2015)
RR
Tennessee(1/26/2024)
IAR
Tennessee(5/8/2025)
IAR
Texas(5/18/2015)
RR
Texas(12/5/2022)
RR
Virginia(9/10/2020)
RR
Washington(12/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
7C
724 CAPITAL, LLC
724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING
CRD#: 318170 / SEC#: 801-123098
RIA
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Contact information
Main Address
Lansing, MI
Mailing Address
Phone number
(517) 256-4319
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 225,885,389 |
Red Flags
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Company Information
724 CAPITAL, LLC
2nd Vice President - Wealth ManagerCRD#: 318170Fresno, CA 93720TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
