BC
Brian Q. Coleman
M HOLDINGS SECURITIES
Portland, OR 97209
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CRD#: 3219094
BC
Professional summary
Brian Quinn Coleman, who also goes by Brian Q Coleman, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Portland, Oregon.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Q Coleman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Quinn Coleman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Quinn Coleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2014 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209RIA
BD
CRD#: 43285
Portland, OR
Current
August 26, 2014 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209RIA
BD
CRD#: 43285
Portland, OR
Past
April 3, 2013 - May 1, 2014
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
LAKE OSWEGO, OR
Past
April 3, 2013 - May 1, 2014
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
LAKE OSWEGO, OR
Past
October 14, 2011 - February 26, 2013
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
PORTLAND, OR
Past
October 14, 2011 - February 26, 2013
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
PORTLAND, OR
Past
August 13, 2009 - October 6, 2011
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
BEAVERTON, OR
Past
November 25, 2005 - October 6, 2011
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
BEAVERTON, OR
Past
December 11, 2002 - November 17, 2005
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
April 5, 2000 - July 6, 2000
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/25/2022)
RR
Alaska(10/25/2022)
RR
Arizona(10/25/2022)
RR
Arkansas(10/25/2022)
RR
California(10/25/2022)
RR
Colorado(10/25/2022)
RR
Connecticut(10/25/2022)
RR
Delaware(10/25/2022)
RR
District of Columbia(10/25/2022)
RR
Florida(10/25/2022)
RR
Georgia(10/25/2022)
RR
Hawaii(10/25/2022)
RR
Idaho(10/25/2022)
RR
Illinois(10/25/2022)
RR
Indiana(10/25/2022)
RR
Iowa(10/25/2022)
RR
Kansas(10/25/2022)
RR
Kentucky(10/25/2022)
RR
Louisiana(10/25/2022)
RR
Maine(10/25/2022)
RR
Maryland(10/25/2022)
RR
Massachusetts(10/25/2022)
RR
Michigan(10/25/2022)
RR
Minnesota(10/25/2022)
RR
Mississippi(10/25/2022)
RR
Missouri(10/25/2022)
RR
Montana(10/25/2022)
RR
Nebraska(10/25/2022)
RR
Nevada(10/25/2022)
RR
New Hampshire(10/25/2022)
RR
New Jersey(10/25/2022)
RR
New Mexico(10/25/2022)
RR
New York(10/25/2022)
RR
North Carolina(10/26/2022)
RR
North Dakota(10/25/2022)
RR
Ohio(10/26/2022)
RR
Oklahoma(10/25/2022)
RR
Oregon(8/26/2014)
IAR
Oregon(8/26/2014)
RR
Pennsylvania(10/25/2022)
RR
Puerto Rico(10/25/2022)
RR
Rhode Island(10/25/2022)
RR
South Carolina(10/25/2022)
RR
South Dakota(10/25/2022)
RR
Tennessee(10/25/2022)
RR
Texas(10/25/2022)
RR
Utah(10/25/2022)
RR
Vermont(10/25/2022)
RR
Virgin Islands(10/25/2022)
RR
Virginia(10/25/2022)
RR
Washington(10/25/2022)
RR
West Virginia(10/25/2022)
RR
Wisconsin(10/25/2022)
RR
Wyoming(10/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/12/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
