Terrell G. Marty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrell Griffith Marty, who also goes by Terrell G Marty, Terry G Marty, Terry Griffith Marty, Terry Marty, was a registered financial professional .
Terrell is a previously registered financial professional and started their career in finance in 1969. Terrell had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1995 - April 4, 2012
THE O.N. EQUITY SALES COMPANY
February 5, 1990 - December 15, 1995
OSAIC WEALTH, INC.
January 4, 1986 - March 17, 1990
VERAVEST INVESTMENTS, INC.
January 15, 1973 - January 2, 1986
JNL EQUITY CORP.
October 24, 1969 - February 8, 1973
EMPIRE SECURITIES OF THE MIDWEST
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/22/1969
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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