William A. Martone

MARTONE CAPITAL MANAGEMENT

TARRYTOWN, NY 10591

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CRD#: 321865

Professional summary

William Anthony Martone, who also goes by Bill Martone, William A Martone, is a registered financial advisor currently at MARTONE CAPITAL MANAGEMENT, INC. located in Tarrytown, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. William has worked at 8 firms and has passed the Series 65, Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Martone | William A Martone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Anthony Martone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2021 - Present

MARTONE CAPITAL MANAGEMENT, INC.

Office #1: 520 White Plains Rd Suite 500, Tarrytown, NY 10591Office #2: Mack Cali Center 140 E. Ridgewood Ave, Suite 415, South Tower, Paramus, NJ 07652

RIA

CRD#: 129788

TARRYTOWN, NY

Past

February 16, 2017 - April 24, 2020

MARTONE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 129788

HAWTHORNE, NY

Past

March 15, 2002 - June 2, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

WHITE PLAINS, NY

Past

June 12, 1997 - March 20, 2002

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

June 25, 1991 - June 11, 1997

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

September 13, 1986 - April 22, 1991

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

March 1, 1983 - March 3, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 27, 1982 - September 20, 2000

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

PITTSFIELD, MA

Past

October 26, 1973 - March 15, 1985

TOWER SQUARE SECURITIES, INC.

CRD#: 833

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 10/20/1973

Registered Representative Examination

Current Firm

MARTONE CAPITAL MANAGEMENT, INC.

CRD#: 129788 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/24/2020 Terminated)

New York

Registered Investment Advisory firm - (2/12/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

520 White Plains Rd Suite 500, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 318-9440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 21,819,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William A. Martone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Anthony Martone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARTONE CAPITAL MANAGEMENT, INC.

A. G. EDWARDS & SONS, INC.

PMG SECURITIES CORPORATION

QUEST CAPITAL STRATEGIES, INC.

LEGEND MERCHANT GROUP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

BERKSHIRE EQUITY SALES, INC.

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/1999

Series 63

Date: 4/12/1996

Series 1

Date: 10/20/1973

Current Firm

MARTONE CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARTONE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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