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MS

Matthew V. Steffora

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CRD#: 3218606
MS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Vincent Steffora, who also goes by Matthew Steffora, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2018. Matthew had worked at 1 firm and has passed the Series 3 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Steffora

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 19, 2018 - December 31, 2022

NEXTIER INVESTING SOLUTIONS

RIA
CRD#: 284848
Dillon, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 4/13/1999
National Commodity Futures Examination

Current Firm


NI
NEXTIER INVESTING SOLUTIONS
NEXTIER INVESTING SOLUTIONS | NEXTIER INVESTING SOLUTIONS, LLC

CRD#: 284848 / SEC#:

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Contact information


Main Address
401 North Michigan Avenue Suite 1200, Chicago, IL 60611
Mailing Address
Phone number
(312) 948-9178
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEXTIER INVESTING SOLUTIONS

CRD#: 284848

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