Michelle A. Short
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Annette Short, who also goes by Michelle Annette Savatgy, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1999. Michelle had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2013 - April 30, 2015
VOYA RETIREMENT ADVISORS, LLC
August 28, 2012 - April 30, 2015
VOYA RETIREMENT ADVISORS, LLC
January 20, 2011 - August 13, 2012
NATIONAL PLANNING CORPORATION
January 19, 2011 - August 13, 2012
NATIONAL PLANNING CORPORATION
May 14, 2009 - January 25, 2011
VALIC FINANCIAL ADVISORS, INC.
March 10, 2009 - January 25, 2011
VALIC FINANCIAL ADVISORS, INC.
February 27, 2006 - October 12, 2006
PRINCIPAL SECURITIES, INC.
January 26, 2006 - October 12, 2006
PRINCIPAL SECURITIES, INC.
May 21, 2004 - January 25, 2006
WORKMAN SECURITIES CORPORATION
May 21, 2004 - January 25, 2006
WORKMAN SECURITIES CORPORATION
July 16, 2003 - June 2, 2004
VALIC FINANCIAL ADVISORS, INC.
June 14, 1999 - June 2, 2004
VALIC FINANCIAL ADVISORS, INC.
May 4, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
