Jeffrey D. Wildes
WILDES FINANCIAL STRATEGIES,
Georgetown, SC 29440
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CRD#: 3218519
Professional summary
Jeffrey Dean Wildes, CFP®, who also goes by Jeff Wildes, Jeffrey Wildes, is a registered financial advisor currently at WILDES FINANCIAL STRATEGIES, INC located in Georgetown, South Carolina.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Wildes | Jeffrey Wildes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WILDES PROPERTIES LLC, NON-INVESTMENT RELATED, GEORGETOWN, SC, 1/2011 TO PRESENT, PARTNERSHIP WITH SISTER TO MANAGE ONE PIECE OF PROPERTY OUR MOTHER OWNS. PROPERTY IS IN ANDREWS, SC. 4 HOURS/MONTH, O DURING TRADING.
2) Name of Business : The Terrace at Screven, LLC; Address: Georgetown, SC;
Nature of the Business: Rental Real Estate; Position/Title: Rental Real Estate;
Investment Related: No; Start Date: 10/14/2016; Hours per month devoted to this business: 2; Hours per month devoted to this business during trading hours: 1; Description of duties: I am the owner and will generally be responsible for all things related to the business.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Dean Wildes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 4, 2017 - Present
WILDES FINANCIAL STRATEGIES, INC
Office #1: 625 Church St., Georgetown, SC 29440RIA
CRD#: 289496
Georgetown, SC
Past
November 8, 2012 - October 6, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
GEORGETOWN, SC
Past
November 5, 2012 - October 6, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GEORGETOWN, SC
Past
March 16, 2007 - November 7, 2012
EDWARD JONES
RIA
CRD#: 250
GEORGETOWN, SC
Past
June 24, 1999 - November 7, 2012
EDWARD JONES
BD
CRD#: 250
GEORGETOWN, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WILDES FINANCIAL STRATEGIES, INC
WILDES FINANCIAL STRATEGIES, INC
CRD#: 289496 / SEC#: 801-121843
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(9/21/2017)
IAR
Texas(8/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WF
WILDES FINANCIAL STRATEGIES, INC
WILDES FINANCIAL STRATEGIES, INC
CRD#: 289496 / SEC#: 801-121843
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
625 Church St., Georgetown, SC 29440
Mailing Address
Phone number
(843) 485-4371
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 935 |
| AUM (Assets Under Management) | $ 117,231,059 |
Red Flags
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Company Information
WILDES FINANCIAL STRATEGIES, INC
CRD#: 289496Georgetown, SC 29440TRUST BUT VERIFY
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