Eric J. Hollister

PRINCIPAL ADVISED SERVICES

Grand Island, NE

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CRD#: 3218246

Professional summary

Eric John Hollister, AIF® is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Grand Island, Nebraska and PRINCIPAL SECURITIES, INC. located in Charlotte, North Carolina.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**BLESSED SACRAMENT CATHOLIC CHURCH PARISH COUNCIL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 518 W State Street, Grand Island NE 68801, United States DESCRIPTION: As a member of the parish council, I, along with several other people, help the parish priest and faculty by offering up ideas and suggestions. We also help with the facilities and events. **BOY SCOUTS OF AMERICA POSITION: Scoutmaster NATURE: Scoutmaster of a Boy Scout Troop INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2021 ADDRESS: 571 E 20th St, Grand Island NE 68801, United States DESCRIPTION: I am the Scoutmaster for the troop. I'm responsible for helping teach the scouts skills and mentoring them as they move up in rank. I also help by being an adult leader on camp outs. I also help parents navigate the scouting requirements. I present awards at the court of honor. The 'customers' are kids ages 11 - 18. **RENTAL PROPERTY 576 E 20TH POSITION: Landlord NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2015 ADDRESS: 571 E 20th St, Grand Island NE 68801, United States DESCRIPTION: This is to update the OBA as the OBA is not showing on my U4. This OBA has been approved. My wife and I bought the house across the street from us (576 E 20th St, Grand Island, NE 68801) in July of 2015. We have had the same family renting the home from us since December of 2015. This is the only rental property we have.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Hollister's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 12, 2024 - Present

PRINCIPAL ADVISED SERVICES

RIA

CRD#: 297324

Grand Island, NE

Current

February 26, 2024 - Present

PRINCIPAL SECURITIES, INC.

Office #1: 401 Mccullough Dr Ste 200, Charlotte, NC 28262

RIA

CRD#: 1137

Charlotte, NC

Past

March 12, 2024 - April 21, 2025

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

November 10, 2021 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Grand Island, NE

Past

November 5, 2021 - December 31, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Grand Island, NE

Past

January 21, 2005 - November 10, 2021

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Grand Island, NE

Past

March 31, 2000 - November 10, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Grand Island, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/26/2024)

Alaska
(2/26/2024)

Arizona
(2/26/2024)

Arkansas
(2/26/2024)

California
(2/26/2024)

Colorado
(2/26/2024)

Connecticut
(2/26/2024)

Delaware
(2/26/2024)

District of Columbia
(2/26/2024)

Florida
(2/26/2024)

Georgia
(2/26/2024)

Hawaii
(2/26/2024)

Idaho
(2/26/2024)

Illinois
(2/26/2024)

Indiana
(2/26/2024)

Iowa
(2/26/2024)

IAR

Iowa
(8/12/2024)

Kansas
(2/26/2024)

Kentucky
(2/26/2024)

Louisiana
(2/26/2024)

Maine
(2/26/2024)

Maryland
(2/26/2024)

Massachusetts
(2/26/2024)

Michigan
(2/26/2024)

Minnesota
(2/26/2024)

Mississippi
(2/26/2024)

Missouri
(2/26/2024)

Montana
(2/26/2024)

Nebraska
(2/26/2024)

IAR

Nebraska
(8/13/2024)

Nevada
(2/26/2024)

New Hampshire
(2/26/2024)

New Jersey
(2/26/2024)

New Mexico
(2/26/2024)

New York
(2/26/2024)

North Carolina
(2/26/2024)

North Dakota
(2/26/2024)

Ohio
(2/26/2024)

Oklahoma
(2/26/2024)

Oregon
(2/26/2024)

Pennsylvania
(2/26/2024)

Rhode Island
(2/26/2024)

South Carolina
(2/26/2024)

South Dakota
(2/26/2024)

Tennessee
(2/26/2024)

Texas
(2/26/2024)

Utah
(2/26/2024)

Vermont
(2/26/2024)

Virginia
(2/26/2024)

Washington
(2/26/2024)

West Virginia
(2/26/2024)

Wisconsin
(2/26/2024)

Wyoming
(2/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 10/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 6/1/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 3/30/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

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Contact information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone number

(866) 412-0770

Established

Firm type

Fiscal year end

# of Employees

383

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/30/2026)

PRINCIPAL ADVISED SERVICES TARGET MY RETIREMENT ADV PART 2A BROCHURE (3/30/2026)

PAS ADV 2A ADVICE BROCHURE (3/30/2026)

Regulatory assets under management

Total Number of Accounts	23,164
AUM (Assets Under Management)	$ 1,422,868,428

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/24/2026	Cover Page	Report
09/26/2025	Cover Page	Report
10/28/2024	Cover Page	Report
11/20/2023	Cover Page	Report
09/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Hollister

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Hollister's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

PRINCIPAL ADVISED SERVICES

State Registrations and Notice Filings

Exams

Series 66

Passed: 10/28/2004

SIE

Passed: 10/1/2018

Series 7

Passed: 6/1/2001

Series 6

Passed: 3/30/2000

FINRA

Current Firm

PRINCIPAL ADVISED SERVICES

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRINCIPAL ADVISED SERVICES

TRUST BUT VERIFY

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