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RB

Ryan A. Bertucci

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CRD#: 3218131
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan A Bertucci was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2004. Ryan had worked at 3 firms and has passed the Series 63, Series 50, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 20, 2012 - January 20, 2023

KUEHL CAPITAL CORPORATION

BD
CRD#: 37789
OMAHA, NE
Past

May 16, 2007 - April 17, 2012

SUMMIT CAPITAL PARTNERS, LLC

BD
CRD#: 129495
OMAHA, NE
Past

September 2, 2004 - April 27, 2007

FIRST NATIONAL CAPITAL MARKETS

BD
CRD#: 115920
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 50
Date: 3/3/2020
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2004
General Securities Representative Examination

Current Firm

KC
KUEHL CAPITAL CORPORATION
BLUESTEM CAPITAL PARTNERS, INC. | KUEHL CAPITAL CORPORATION

CRD#: 37789 / SEC#: , 8-47912

BD
Terminated by SEC on 01/10/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Nebraska since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NUCEAUX LLCOWNER
ENGLE, TODD LAWRENCEPRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR
HAMILTON, ERIC EDWARDFINOP, CHIEF FINANCIAL OFFICER3110267
WOOD, ROBERT ANDREWSECRETARY, DIRECTOR3193613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KUEHL CAPITAL CORPORATION

CRD#: 37789

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