Michael B. David
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brian David was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 10 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2014 - April 1, 2019
COMPASS PRIVATE WEALTH MANAGEMENT, LLC
July 2, 2012 - October 28, 2014
HEARTWOOD FINANCIAL SERVICES
November 30, 2011 - March 26, 2012
HARRISDIRECT LLC
November 29, 2011 - March 26, 2012
E*TRADE SECURITIES LLC
July 20, 2011 - September 9, 2011
VISION INVESTMENT SERVICES, INC.
June 28, 2011 - August 17, 2011
NORTHERN TRUST SECURITIES, INC.
March 15, 2011 - June 7, 2011
G.F. INVESTMENT SERVICES, LLC
January 13, 2011 - June 30, 2011
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 9, 2006 - December 21, 2009
STRATEGIC ADVISERS LLC
May 10, 2004 - January 25, 2006
STRATEGIC ADVISERS LLC
September 13, 1999 - December 18, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
COMPASS PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 172046 / SEC#:
Contact information
Red Flags
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