Catherine B. Young

CAPITAL ADVISORS

Tulsa, OK 74114

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CRD#: 3217861

Professional summary

Catherine Bernice Young, who also goes by Catherine Bernice Glock, Catherine Young Sanditen, Catherine B Young, Catherine Bernice Young Sanditen, Catherine Bernice Young, is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Tulsa, Oklahoma.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Catherine has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine Bernice Glock | Catherine Young Sanditen | Catherine B Young | Catherine Bernice Young Sanditen | Catherine Bernice Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: RENTAL PROPERTIES; ADDRESS OF OBA: TULSA, OK; NATURE: RENTAL PROPERTIES; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: COLLECTION OF RENT; START DATE: 2014; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Bernice Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2014 - Present

CAPITAL ADVISORS, INC.

Office #1: 2222 South Utica Place Suite 300, Tulsa, OK 74114

RIA

CRD#: 104643

Tulsa, OK

Past

January 2, 2018 - December 31, 2018

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 22, 2014 - October 2, 2017

MINSHALL & COMPANY INC.

CRD#: 20050

TULSA, OK

Past

October 26, 2010 - August 18, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TULSA, OK

Past

October 22, 2010 - August 18, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TULSA, OK

Past

March 19, 2009 - November 17, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

TULSA, OK

Past

March 19, 2009 - November 17, 2009

LPL FINANCIAL LLC

CRD#: 6413

TULSA, OK

Past

November 30, 2005 - March 20, 2009

CETERA ADVISORS LLC

RIA

CRD#: 10299

TULSA, OK

Past

March 8, 2004 - March 20, 2009

CETERA ADVISORS LLC

CRD#: 10299

TULSA, OK

Past

May 25, 1999 - March 19, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/21/2014)

IAR

Texas
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/1999

General Securities Representative Examination

Current Firm

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

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Contact information

Main Address

2222 South Utica Place Suite 300, Tulsa, OK 74114

Mailing Address

Phone number

(866) 230-5879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

09 18 2025 CAI FORM ADV PART 2A FINAL (9/18/2025)

Regulatory assets under management

Total Number of Accounts	7,297
AUM (Assets Under Management)	$ 6,146,880,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Catherine B. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Bernice Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

MINSHALL & COMPANY INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

OSAIC FS, INC.

Primary Firm SEC Registration

CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2004

Series 63

Date: 6/3/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/24/1999

Current Firm

CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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