John V. Hackett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Vincent Hackett was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2020 - January 24, 2024
THORNBURG INVESTMENT MANAGEMENT INC
May 14, 2020 - January 24, 2024
THORNBURG SECURITIES LLC
July 10, 2017 - May 6, 2020
NORTHERN TRUST SECURITIES, INC.
April 10, 2014 - April 1, 2016
FORESIDE FUND SERVICES, LLC
December 17, 2012 - March 15, 2013
CALAMOS ADVISORS LLC
February 25, 2011 - December 12, 2012
CALAMOS WEALTH MANAGEMENT LLC
February 24, 2011 - March 15, 2013
CALAMOS FINANCIAL SERVICES LLC
September 11, 2007 - February 15, 2011
NUVEEN FUND ADVISORS, LLC
May 22, 2006 - February 15, 2011
NUVEEN SECURITIES, LLC
June 6, 2005 - April 13, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
March 31, 2005 - April 13, 2006
FAM DISTRIBUTORS, INC.
August 17, 2001 - December 31, 2004
STRONG INVESTMENTS, INC.
July 16, 1999 - March 7, 2001
WEB STREET SECURITIES, INC.
Primary Firm SEC Registration
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 45,288,445,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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