Adam A. Landa
Professional summary
Adam Aaron Landa is a registered financial professional currently at HARPETH SECURITIES, LLC located in Nashville, Tennessee.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2000. Adam has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Aaron Landa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2006 - Present
HARPETH SECURITIES, LLC
Office #1: Financial Center 424 Church Street, Suite 2900, Nashville, TN 37219-2334Office #2: One American Center 3100 West End Avenue - Suite 710, Nashville, TN 37203January 28, 2004 - May 2, 2005
FTN EQUITY CAPITAL MARKETS CORP.
June 19, 2001 - July 5, 2005
FHN FINANCIAL SECURITIES CORP.
September 14, 2000 - June 26, 2001
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2021)
(10/29/2025)
(1/12/2024)
(8/30/2021)
(4/25/2022)
(9/8/2022)
(6/26/2025)
(7/15/2020)
(5/24/2024)
(8/27/2021)
(8/19/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HARPETH SECURITIES, LLC
CRD#: 109821 / SEC#: , 8-53113
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 1 |
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