RC
Robert C. Carte
CETERA INVESTMENT ADVISERS LLC
OCALA, FL 34470
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CRD#: 3217566
RC
Professional summary
Robert Charles Carte, who also goes by Robert Carte, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ocala, Florida and CETERA WEALTH SERVICES, LLC located in Ocala, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Carte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BNI Strategic Allies~'NIR'~13 NE 36th Ave~Ocala~FL~34470~Other~Other~7/1/2019~6hrs~0hrs~As a member I would attend one meeting per week outside of trading hours to network with other business owners who are not brokers. No sales just networking 2) CEP (Council for Economic Partership)~'NIR'~310 SE 3rd Street~Ocala~FL~34471~Other~Other~7/1/2019~2hrs~0hrs~Promoting local business development. Including my practice 3) ROBERT CARTE POSITION: Sole Proprietor NATURE: Financial Serviecs INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2000 ADDRESS: 550 NE 25th Ave, Ocala FL 34470, United States DESCRIPTION: Independent Financial Advisor for 20 years 4) COLLIER JERNIGAN EASTMAN & ZUBLICK PA POSITION: Employee NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 550 NE 25th Ave, Ocala FL 34470, United States DESCRIPTION: Preparing taxes for form 1040 clients on weekends 5) First Assembly of God Inc Ocala; Board Member; The Board�represents the membership of the church in the business matters of the church. There are 7 elected members. We constitite the leadership of the church.�I've been on the Board for over 20 years and I informed 1st Global of this years ago. This is a voluntary position with no pay whatsoever.; NIR; 0; 02/15/1996; 1827 NE 14th Street Ocala FL 34470; To meet with the other members at least monthly to conduct the business matters related to the church.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Charles Carte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 550 Ne 25th Ave, Ocala, FL 34470RIA
CRD#: 105644
OCALA, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 550 Ne 25th Ave, Ocala, FL 34470BD
CRD#: 13572
Ocala, FL
Past
November 8, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Ocala, FL
Past
October 31, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Ocala, FL
Past
May 3, 2007 - November 1, 2017
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
OCALA, FL
Past
December 16, 2004 - November 1, 2017
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
OCALA, FL
Past
August 24, 2001 - December 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
August 20, 1999 - August 24, 2001
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOCA RATON, FL
Past
May 20, 1999 - August 26, 1999
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/14/2025)
RR
Florida(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Mexico(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ocala, FL 34470TRUST BUT VERIFY
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