Mark A. Hughes
Professional summary
Mark Allen Hughes is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Cedar Park, Texas and AMERITAS INVESTMENT COMPANY, LLC located in Cedar Park, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 200 E Cypress Creek Road Ste 105, Cedar Park, TX 78613October 1, 2011 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 200 E Cypress Creek Road Ste 105, Cedar Park, TX 78613October 10, 2011 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
August 24, 2010 - October 31, 2011
ONEAMERICA SECURITIES, INC.
May 31, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
May 31, 2001 - October 31, 2011
ONEAMERICA SECURITIES, INC.
June 24, 1999 - June 15, 2001
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2019)
(7/2/2021)
(5/5/2025)
(9/17/2024)
(4/3/2013)
(5/10/2023)
(10/1/2011)
(11/1/2021)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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