Robert P. Baitinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert P Baitinger, who also goes by Rob Patrik Baitinger, Rob Baitinger, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - February 7, 2020
TD AMERITRADE, INC.
March 14, 2018 - February 7, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 13, 2018 - February 7, 2020
TD AMERITRADE, INC.
March 21, 2017 - March 15, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 23, 2016 - March 15, 2018
SCOTTRADE, INC.
November 21, 2007 - December 23, 2016
LPL FINANCIAL LLC
November 20, 2007 - December 23, 2016
LPL FINANCIAL LLC
June 11, 1999 - November 28, 2007
A. G. EDWARDS & SONS, INC.
June 10, 1999 - November 28, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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