Harold W. Roe
Professional summary
Harold Wayne Roe, who also goes by Harold Wayne Ro, is a registered financial advisor currently at MAIN STREET INVESTORS, LLC located in Brentwood, Tennessee.
Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Harold has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harold Wayne Roe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
MAIN STREET INVESTORS, LLC
Office #1: 205 Powell Place Suite 209, Brentwood, TN 37027September 27, 2023 - December 16, 2024
HORNOR, TOWNSEND & KENT, LLC
January 8, 2004 - December 31, 2007
MML INVESTORS SERVICES, LLC
April 19, 2001 - December 31, 2007
MML INVESTORS SERVICES, LLC
June 11, 1999 - April 11, 2001
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/6/2025)
(10/6/2025)
Exams
Current Firm
MAIN STREET INVESTORS, LLC
CRD#: 299291 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 22,136,584 |
Red Flags
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