Taku Miyashita
Professional summary
Taku Miyashita is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in Los Angeles, California.
Taku is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Taku has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Taku Miyashita's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2021 - Present
NUVEEN ASSET MANAGEMENT, LLC
Office #1: 333 West Wacker Drive, Chicago, IL 60606September 21, 2021 - Present
NUVEEN SECURITIES, LLC
Office #1: 2029 Century Park East 16th Floor, Los Angeles, CA 90067January 2, 2014 - September 10, 2021
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
January 24, 2013 - December 31, 2013
ALPS DISTRIBUTORS, INC.
March 2, 2006 - December 14, 2012
WELLS FARGO SECURITIES, LLC
April 11, 2005 - March 6, 2006
UST SECURITIES CORP.
July 22, 2004 - November 3, 2004
UBS ASSET MANAGEMENT (US) INC.
July 7, 2003 - June 11, 2004
NORTHERN TRUST SECURITIES, INC.
July 1, 1999 - July 11, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71,370 |
| AUM (Assets Under Management) | $ 259,916,966,911 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 12/19/2024 | ||
| 12/15/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
