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Demetris Bernard Brown

CRD# 3216925·Registered 1999 - 2003
Previously Registered: Being a previously registered professional could mean that Demetris is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Demetris Bernard Brown was a registered financial advisor. Demetris was a previously registered financial professional and started their career in finance 1999 - 2003. Demetris had worked at 3 firms and has passed the Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

MERCANTILE SECURITIES, INC.·CRD# 109371
BD
Baltimore, MD
January 16, 2003 - November 22, 2003
CHAPMAN ON-LINE, INC·CRD# 18446
BD
Baltimore, MD
November 23, 1999 - July 22, 2002
THE CHAPMAN CO.·CRD# 19178
BD
Columbia, MD
June 29, 1999 - July 22, 2002

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Current Firm

MS
MERCANTILE SECURITIES, INC.

HOPKINS PLAZA SECURITIES, INC. | MERCANTILE SECURITIES, INC.

CRD#: 109371 / SEC#: 8-53096
BD
Terminated by SEC on 02/15/2005

Contact Information

Established

Maryland since 12/11/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MERCANTILE-SAFE DEPOSIT & TRUST COMPANYSHAREHOLDER—
BOURNE, KENNETH ALLEN JRDIRECTOR4337500
FLOECKHER, PETER WREN JR.DIRECTOR4799776
KREINER, DENNIS WAYNEASSISTANT SECRETARY4337490
MCENTEE, STEWART PETERDIRECTOR—
MEYER, DAVID LOUISCHAIRMAN4648404
MOY, MARYLOVE HEARTYVICE PRESIDENT1857181
PRINCINSKY, MARY-ANNVICE PRESIDENT2623736
SKINNER, WILLIAM TAYLOR JRTREASURER/FINOP—
STEIN, BONNIE BRESSLERPRESIDENT2309775
VOLLMER, JENNIFER ELIZABETHSECRETARY4064825

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1999About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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