Joseph A. Reitz

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CRD#: 3216779

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Anthony Reitz, who also goes by Joe Reitz, Joseph A Reitz, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Reitz | Joseph A Reitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2013 - January 11, 2018

REITZ CAPITAL ADVISORS LLC

RIA

CRD#: 167088

FREELAND, MI

Past

March 19, 2010 - February 28, 2013

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SAGINAW, MI

Past

October 28, 2005 - February 28, 2013

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

SAGINAW, MI

Past

April 12, 2001 - November 8, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 25, 1999 - April 26, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REITZ CAPITAL ADVISORS LLC

CRD#: 167088 / SEC#: 801-112453

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1999

General Securities Representative Examination

Current Firm

REITZ CAPITAL ADVISORS LLC

CRD#: 167088 / SEC#: 801-112453

RIA

Registered Investment Advisory firm - (2/19/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2018 Terminated)

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Contact information

Main Address

5786 Midland Rd, Freeland, MI 48623

Mailing Address

Phone number

(989) 791-3693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YE 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 95,983,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Reitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REITZ CAPITAL ADVISORS LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

A. G. EDWARDS & SONS, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

REITZ CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2010

Series 63

Date: 6/4/1999

Series 7

Date: 5/22/1999

Current Firm

REITZ CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REITZ CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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