Michael T. Brady

MOODY, LYNN, LIEBERSON & WALKER

Boston, MA 02108

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CRD#: 3216537

Professional summary

Michael Thomas Brady, who also goes by Mike Brady, is a registered financial advisor currently at MOODY, LYNN, LIEBERSON & WALKER, LLC located in Boston, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Brady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2016 - Present

MOODY, LYNN, LIEBERSON & WALKER, LLC

Office #1: One Boston Place, Boston, MA 02108

RIA

CRD#: 283549

Boston, MA

Past

December 8, 2005 - April 29, 2016

MOODY, LYNN & LIEBERSON, LLC

RIA

CRD#: 106000

BOSTON, MA

Past

January 3, 2003 - October 11, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

April 24, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

May 16, 2000 - April 26, 2001

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

May 17, 1999 - June 2, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(5/7/2016)

IAR

Massachusetts
(5/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/3/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/1999

General Securities Representative Examination

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

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Contact information

Main Address

One Boston Place, Boston, MA 02108

Mailing Address

Phone number

(617) 973-0590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOODY, LYNN, LIEBERSON & WALKER LLC FORM ADV PART 2 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 2,189,108,008

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2024	Cover Page	Report
09/12/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael T. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOODY, LYNN & LIEBERSON, LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

H.C.WAINWRIGHT & CO., LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MOODY, LYNN, LIEBERSON & WALKER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2005

Series 66

Date: 6/3/1999

Series 7

Date: 5/14/1999

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOODY, LYNN, LIEBERSON & WALKER, LLC

TRUST BUT VERIFY

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