WG
Walter J. Golczewski
CETERA INVESTMENT ADVISERS LLC
WAYNE, NJ 07470
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CRD#: 3216397
WG
Professional summary
Walter Jay Golczewski, AIF®, who also goes by Walter J Golczewski, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wayne, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Wayne, New Jersey.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Walter has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Walter J Golczewski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TAX CONSULTING & ACCOUNTING, 63 BUTTERNUT DRIVE, WAYNE, NJ 07470, BOOKKEEPING SERVIES, TAX RETURN PREP., OWNER - 50 HOURS PER WEEK 2) AJW PROPERTIES LLC; NOT INV RELATED; RENTAL REAL ESTATE; MEMBER SINCE 2/04; COLLECT RENT AND PAY EXPENSES; JOE BOUDREAU, ANTHONY FAVA; 1HR/WK: 3) TIMBER VALLEY AT WAYNE HOA; NOT INV RELATED; HOMEOWNER ASSOC; TREASURER SINCE 01/94; APPROVE EXPENSES, SIGHN CHECKS, BUDGET PREP, "NOT COMPENSATED"; 1HR/WK: 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 1615 HAMBURG TURNPIKE, WAYNE, NJ 07470; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 08/2016; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES; 5) NAME OF OTHER BUSINESS: WJG ENTERPRISES INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CERTIFIED DIVORCE FINANCIAL ANALYST; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: CERTIFIED DIVORCE FINANCIAL ANALYST; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: HELP COUPLES WITH FINANCIAL ASPECT OF DIVORCE 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2023; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS GROUP DISABILITY;
CRS (Client Relationship Summary) - RIA
Click below to view Walter Jay Golczewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 30, 2016 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1615 Hamburg Turnpike, Wayne, NJ 07470RIA
CRD#: 105644
WAYNE, NJ
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1615 Hamburg Turnpike, Wayne, NJ 07470BD
CRD#: 10358
Wayne, NJ
Past
June 29, 2000 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
July 13, 1999 - June 12, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2013)
RR
California(1/3/2019)
RR
Florida(11/23/2016)
RR
Hawaii(12/16/2009)
RR
New Jersey(10/24/2005)
IAR
New Jersey(8/30/2016)
RR
New York(10/24/2005)
RR
North Carolina(10/9/2024)
RR
Pennsylvania(8/14/2018)
RR
South Carolina(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
