Larry K. Eisenzimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Keith Eisenzimer, who also goes by Larry Eisenzimer, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1999. Larry had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2012 - November 3, 2022
AVANTAX ADVISORY SERVICES
March 5, 2012 - November 3, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 12, 2005 - December 3, 2009
CETERA INVESTMENT ADVISERS LLC
September 8, 2004 - December 3, 2009
CETERA FINANCIAL SPECIALISTS LLC
February 18, 2004 - September 9, 2004
NATIONAL PLANNING CORPORATION
June 18, 2003 - February 18, 2004
AVANTAX ADVISORY SERVICES
July 21, 1999 - February 10, 2004
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
