Lance D. Newsome

NEWCORP WEALTH MANAGEMENT

ALPHARETTA, GA 30009

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CRD#: 3216310

Professional summary

Lance Dustin Newsome, CFP® is a registered financial advisor currently at NEWCORP WEALTH MANAGEMENT located in Alpharetta, Georgia.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lance has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/31/2014 - INDEPENDENT INSURANCE SALES- INV REL - ATLANTA, GA - Non-Variable Insurance - life, annuity, ltc, disability 2. 2020 - RENTAL PROPERTY - NON INVESTMENT-RELATED - GEORGIA - OWNER - APPROX. 10 HRS/MO OUTSIDE TRADING HOURS - RENTAL PROPERTY OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Dustin Newsome's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 9, 2018 - Present

NEWCORP WEALTH MANAGEMENT

Office #1: 11720 Amberpark Drive Suite 170, Alpharetta, GA 30009

RIA

CRD#: 297125

ALPHARETTA, GA

Past

May 15, 2014 - July 2, 2018

MARYLAND FINANCIAL GROUP, INC.

RIA

CRD#: 122320

ATLANTA, GA

Past

March 31, 2014 - July 6, 2018

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

January 22, 2008 - April 2, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

January 15, 2002 - April 2, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 28, 1999 - January 18, 2002

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWCORP WEALTH MANAGEMENT

NEWCORP FINANCIAL SERVICES, INC. | NEWCORP WEALTH MANAGEMENT

CRD#: 297125 / SEC#: 801-132295

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/15/2018)

IAR

Georgia
(7/9/2018)

IAR

Texas
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEWCORP WEALTH MANAGEMENT

NEWCORP FINANCIAL SERVICES, INC. | NEWCORP WEALTH MANAGEMENT

CRD#: 297125 / SEC#: 801-132295

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

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Contact information

Main Address

11720 Amberpark Drive Suite 170, Alpharetta, GA 30009

Mailing Address

Phone number

(404) 996-6893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 143,397,809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lance D. Newsome

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Dustin Newsome's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARYLAND FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

PFS INVESTMENTS INC.

Primary Firm SEC Registration

NEWCORP WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2008

Series 63

Date: 5/6/1999

SIE

Date: 7/6/2018

Series 7

Date: 12/3/2009

Series 6

Date: 5/6/1999

Current Firm

NEWCORP WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWCORP WEALTH MANAGEMENT

TRUST BUT VERIFY

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