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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Lance Dustin Newsome

Lance D. Newsome

NEWCORP WEALTH MANAGEMENT
ALPHARETTA, GA 30009
Some features on this profile are disabled
CRD#: 3216310
Lance Dustin Newsome

Professional summary

Lance Dustin Newsome, CFP® is a registered financial advisor currently at NEWCORP WEALTH MANAGEMENT located in Alpharetta, Georgia.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lance has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Dustin Newsome's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

July 9, 2018 - Present

NEWCORP WEALTH MANAGEMENT

Office #1: 11720 Amberpark Drive Suite 170, Alpharetta, GA 30009
RIA
CRD#: 297125
ALPHARETTA, GA
Past

May 15, 2014 - July 2, 2018

MARYLAND FINANCIAL GROUP, INC.

RIA
CRD#: 122320
ATLANTA, GA
Past

March 31, 2014 - July 6, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
ATLANTA, GA
Past

January 22, 2008 - April 2, 2014

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

January 15, 2002 - April 2, 2014

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

July 28, 1999 - January 18, 2002

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEWCORP WEALTH MANAGEMENT
NEWCORP FINANCIAL SERVICES, INC. | NEWCORP WEALTH MANAGEMENT

CRD#: 297125 / SEC#: 801-132295

RIA
Registered Investment Advisory firm - (3/31/2025 Approved)
Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)
Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/15/2018)
IAR
Georgia
(7/9/2018)
IAR
Texas
(8/7/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/16/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/6/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/6/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NW
NEWCORP WEALTH MANAGEMENT
NEWCORP FINANCIAL SERVICES, INC. | NEWCORP WEALTH MANAGEMENT

CRD#: 297125 / SEC#: 801-132295

RIA
Registered Investment Advisory firm - (3/31/2025 Approved)
Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)
Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11720 Amberpark Drive Suite 170, Alpharetta, GA 30009
Mailing Address
Phone number
(404) 996-6893
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts579
AUM (Assets Under Management)$ 177,083,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWCORP WEALTH MANAGEMENT

CRD#: 297125Alpharetta, GA 30009

TRUST BUT VERIFY

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Job or Firm Moves
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Client Complaints
New Red Flags
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