Thomas A. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Aloyius Martin was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1970. Thomas had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 1984 - June 13, 1995
THE EQUALIZED ESTATE, LTD.
February 28, 1984 - June 13, 1995
THE EQUALIZED ESTATE, LTD.
January 27, 1982 - June 1, 1984
PPS SECURITIES CORP.
August 27, 1973 - October 6, 1980
ANFS, INC.
May 18, 1971 - November 17, 1978
ANCHOR CORPORATION
May 18, 1971 - July 16, 1979
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 7, 1971 - June 13, 1971
F. L. PUTNAM & COMPANY, INC.
October 14, 1970 - May 9, 1971
SOMERSET EQUITIES CORPORATION
June 9, 1970 - April 9, 1971
FALCON DISTRIBUTING CORP. C/O TER BUSH & POWELL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/8/1956
Registered Representative ExaminationCurrent Firm
THE EQUALIZED ESTATE, LTD.
CRD#: 1746 / SEC#: , 8-6701
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
