Henry J. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry John Davis, who also goes by Henry J Davis, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1999. Henry had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - May 19, 2016
ROADMAP FINANCIAL DIRECTIONS LLC
June 12, 2009 - December 17, 2012
AVANTAX ADVISORY SERVICES
March 29, 2004 - March 27, 2009
AVANTAX ADVISORY SERVICES
April 24, 2001 - December 17, 2012
AVANTAX INVESTMENT SERVICES, INC.
April 25, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
July 9, 1999 - May 15, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROADMAP FINANCIAL DIRECTIONS LLC
CRD#: 172463 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
