Frances J. Coet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frances Jeanne Coet, CFP®, who also goes by Fran Brashear, Frances Jeanne Brashear, Fran Coet, Frances J Coet, Fran Strong, Frances Jeanne Strong, was a registered financial professional .
Frances is a previously registered financial professional and started their career in finance in 1999. Frances had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
March 28, 2019 - July 22, 2019
AQUIFER FINANCIAL SERVICES COMPANY
January 31, 2012 - October 29, 2012
1ST GLOBAL ADVISORS INC
January 31, 2012 - October 29, 2012
1ST GLOBAL CAPITAL CORP.
August 14, 1999 - September 8, 2011
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AQUIFER FINANCIAL SERVICES COMPANY
CRD#: 165254 / SEC#:
Contact information
Red Flags
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