Amit Chandel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amit Chandel was a registered financial professional .
Amit is a previously registered financial professional and started their career in finance in 1999. Amit had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - October 2, 2020
HAMILTON-BATES INVESTMENT RESEARCH, INC.
January 14, 2000 - April 13, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 27, 1999 - December 15, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMILTON-BATES INVESTMENT RESEARCH, INC.
CRD#: 114127 / SEC#: 801-60463
Contact information
Regulatory assets under management
| Total Number of Accounts | 360 |
| AUM (Assets Under Management) | $ 55,537,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
