Dominic Antonucci
Professional summary
Dominic Antonucci was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dominic is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Dominic had worked at 6 firms, which includes LH ROSS & COMPANY INC., FINANCIAL WORLD CORPORATION, PLATINUM INVESTMENT CORP., FIRST EQUITY CORPORATION OF FLORIDA, AMERICAN FIRST CAPITAL CORP., TRAVIS MORGAN SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2002 - March 25, 2004
LH ROSS & COMPANY, INC.
September 26, 2002 - October 31, 2002
FINANCIAL WORLD CORPORATION
April 4, 2001 - September 11, 2002
PLATINUM INVESTMENT CORP.
June 23, 2000 - May 15, 2001
FIRST EQUITY CORPORATION OF FLORIDA
December 17, 1999 - July 12, 2000
AMERICAN FIRST CAPITAL CORP.
July 6, 1999 - December 23, 1999
TRAVIS MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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