Norman C. Johnson

MANAGED ASSET WEALTH MANAGEMENT LLC

Laguna Hills, CA 92653

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CRD#: 3215711

Professional summary

Norman Carl Johnson is a registered financial advisor currently at MANAGED ASSET WEALTH MANAGEMENT LLC located in Laguna Hills, California.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Norman has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGED ASSET PROTECT INC. - INDEPENDENT INSURANCE AGENT - APPROXIMATELY 20 HOURS PER WEEK WITH SOME DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Carl Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2014 - Present

MANAGED ASSET WEALTH MANAGEMENT LLC

Office #1: 25401 Cabot Rd, Laguna Hills, CA 92653

RIA

CRD#: 172102

Laguna Hills, CA

Past

May 1, 2013 - August 18, 2014

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

NEWPORT BEACH, CA

Past

May 21, 1999 - September 30, 1999

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/20/2014)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/5/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MANAGED ASSET WEALTH MANAGEMENT LLC

CRD#: 172102 / SEC#:

California

Registered Investment Advisory firm - (8/20/2014 Approved)

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Contact information

Main Address

25401 Cabot Rd, Laguna Hills, CA 92653

Mailing Address

Phone number

(800) 477-3122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Norman C. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Carl Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANAGED ASSET WEALTH MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

SAN CLEMENTE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2012

Series 63

Date: 5/5/1999

Series 6

Date: 5/5/1999

Current Firm

MANAGED ASSET WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

MANAGED ASSET WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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