John C. Raaf

RAAF INVESTMENT ADVISORS

Portland, OR 97201

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CRD#: 3215672

Professional summary

John Christian Raaf, CFP® is a registered financial advisor currently at RAAF INVESTMENT ADVISORS, LLC located in Portland, Oregon.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Raaf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 21, 2011 - Present

RAAF INVESTMENT ADVISORS, LLC

Office #1: 2416 Sw Vista Ave, Portland, OR 97201

RIA

CRD#: 156004

Portland, OR

Past

June 25, 2008 - October 6, 2010

CONFLUENCE WEALTH MANAGEMENT LLC

RIA

CRD#: 107810

PORTLAND, OR

Past

November 13, 2002 - February 15, 2008

NORTHWEST INVESTMENT COUNSELORS

RIA

CRD#: 107953

LAKE OSWEGO, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1999

General Securities Representative Examination

Current Firm

RAAF INVESTMENT ADVISORS, LLC

CRD#: 156004 / SEC#:

Oregon

Registered Investment Advisory firm - (1/21/2011 Approved)

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Contact information

Main Address

2416 Sw Vista Ave, Portland, OR 97201

Mailing Address

Phone number

(503) 621-7921

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 51,658,641

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Raaf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Raaf's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAAF INVESTMENT ADVISORS, LLC

CONFLUENCE WEALTH MANAGEMENT LLC

NORTHWEST INVESTMENT COUNSELORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2000

Series 63

Date: 1/12/2000

Series 7

Date: 12/15/1999

Current Firm

RAAF INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RAAF INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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