OK
Owen P. Kennedy
BFC PLANNING
ONEONTA, NY 13820
Some features on this profile are disabled
CRD#: 3215413
OK
Professional summary
Owen Patrick Kennedy, ChFC®, CLU®, who also goes by Owen P Kennedy, Owen Kennedy, is a registered financial advisor currently at BFC PLANNING, INC. located in Oneonta, New York and SECURITIES MANAGEMENT & RESEARCH, INC. located in Oneonta, New York.
Owen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Owen has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Owen P Kennedy | Owen Kennedy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.AMERICAN NATIONAL & AFFILIATES-Y-ONEONTA,NY-INSURANCE SALES-AGENT-10/1995-210-147-INSURANCE SALES & MANAGEMENT OF SALESMEN. 2.CHESTNUT RENTIAL LLC-Y-ONEONTA,NY-REAL ESTATE INVESTMENT HOLDING-MANAGER-7/2006-2-2-COLLECT RENT, PAY BILLS, AND DEAL WITH BUILDING ISSUES. 3.NATIONAL COUNCIL ON COMPENSATION INSURANCE-N-ONEONTA,NY-WORKMENS COMP INSURANCE-BROKER FOR NCCI-04/2014-1-1-OBTAINING WORKERS COMP FOR CLIENTS. 4.OWEN P & MARY KENNEDY-N-ONEONTA,NY-LIVESTOCK-OWNER-01/2012-75-0-BEEF, SHEEP HOG AND CHICKEN FARM. 5. ST MARY'S CHURCH- N- COOPERSTOWN, NY- CHURCH- PARISH COUNCIL MEMBER- 09/2022- 2- 0- MEET MONTHLY TO DISCUSS EDUCATION AND MINISTRIES OF THE CHURCH.
CRS (Client Relationship Summary) - RIA
Click below to view Owen Patrick Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 8, 2022 - Present
BFC PLANNING, INC.
Office #1: 91 Chestnut St, Oneonta, NY 13820RIA
CRD#: 119682
ONEONTA, NY
Current
December 9, 2004 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 91 Chestnut St, Oneonta, NY 13820BD
CRD#: 759
Oneonta, NY
Past
September 14, 2001 - September 2, 2004
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
HOLBROOK, NY
Past
August 16, 1999 - September 20, 2001
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/3/2018)
RR
Florida(5/20/2020)
RR
Georgia(1/8/2025)
RR
Idaho(5/27/2021)
RR
Illinois(7/20/2005)
RR
Maryland(10/31/2022)
RR
New York(12/9/2004)
IAR
New York(2/8/2022)
RR
Ohio(9/29/2021)
RR
South Carolina(5/1/2006)
RR
Virginia(10/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
