James R. Fisher

THEUS WEALTH ADVISORS

Whitehouse, OH 43571

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CRD#: 3215278

Professional summary

James Roy Fisher is a registered financial advisor currently at THEUS WEALTH ADVISORS located in Whitehouse, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES R FISHER, 6841 PROVIDENCE ST PO BOX 2673 WHITEHOUSE,OH 43571, NON INVESTMENT RELATED, COMMERCIAL AND RESIDENTIAL RENTAL PROPERTY OWNER, 10/2000-ONGOING, 3 HRS/MONTH; 0 HRS MNTH/ DURING TRADING HOURS. THE CPA ADVANTAGE LLC , 6841 PROVIDENCE ST, WHITEHOUSE, OH 43571, NON INVESTMENT RELATED, CPA/OWNER, 11/1997- ONGOING, 87 HRS/MONTH, 65 HRS/MNTH DURING TRADING HOURS. JAMES R FISHER, 11104 WATERVILLE ST, WHITEHOUSE, OH 43571, NON INVESTMENT RELATED, FARM LAND RENT, 1993 TO PRESENT, 1 HR/MNTH, 0 HRS/MNTH DURING TRADING HOURS. JAMES R FISHER, FISHER WEALTH CREATIONS, LLC 6841 PROVIDENCE ST.,WHITEHOUSE, OH 43571, INVESTMENT RELATED, FIXED LIFE & ANNUNITY SALES, 12HRS/MNTH, 10 HRS/MNTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Roy Fisher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2015 - Present

THEUS WEALTH ADVISORS

Office #1: 6841 Providence Street Po Box 2673, Whitehouse, OH 43571Office #2: 6841 Providence Street, Whitehouse, OH 43571

RIA

CRD#: 169994

Whitehouse, OH

Past

April 23, 2013 - October 1, 2015

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

WHITEHOUSE, OH

Past

April 27, 2012 - April 24, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

TOLEDO, OH

Past

November 3, 2005 - March 3, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

WHITEHOUSE, OH

Past

January 5, 2000 - November 11, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/2000

General Securities Representative Examination

Current Firm

THEUS WEALTH ADVISORS

MARATHON FINANCIAL GROUP, LLC | THEUS WEALTH ADVISORS

CRD#: 169994 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/3/2022 Terminated)

Maryland

Registered Investment Advisory firm - (2/27/2014 Approved)

Ohio

Registered Investment Advisory firm - (9/17/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sunbury, OH

Mailing Address

Phone number

(443) 718-6310

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Roy Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

THEUS WEALTH ADVISORS

SIGNATURE INVESTMENTS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2013

Series 63

Date: 5/24/2007

Series 7

Date: 1/4/2000

Current Firm

THEUS WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

THEUS WEALTH ADVISORS

TRUST BUT VERIFY

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