MM
Mark J. Modzeleski
J. W. COLE ADVISORS
East Syracuse, NY 13057
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CRD#: 3214980
MM
Professional summary
Mark J Modzeleski, AIF® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in East Syracuse, New York and J.W. COLE FINANCIAL, INC. located in East Syracuse, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Personal Rental Property; Not investment related; 325 Oakwood St, Bethany Beach, DE 19930; Partner; Rental Property; Started in 2018; 1 hr/mo, 0 during trading. (2) Independent Insurance Agent; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Sales of insurance products; Start in 1999; 8 hr/mo, 8 hr/mo during trading. (3) Gateway Consulting and Coaching; Not investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; Consulting; Member; Start 10/2019; 4 hrs/mo, 4 hrs/mo during trading. (4) Gateway Diversified Holdings, LLC; Not Investment related; 6456 Callamer Rd, East Syracuse, NY 13057; Partner; Property Manager; Start 2020; 5 hr/mo, 5 hrs/mo during trading. (5) Legacy Wealth Advisors of NY; DBA; Investment Related; 6456 Collamer Rd, East Syracuse, NY 13057; President; Start 10/2017; 120 hrs/mo, 120 hrs/mo during trading. (6) Overview Business Holdings, LLC; Diversified Dairy Farm; Not investment related; Locke, NY; Board of Director; Attend board meetings, review company operating functions, advise on business performance, help with special projects; Start 1/1/23; 2 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mark J Modzeleski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 4, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 6456 Collamer Rd, East Syracuse, NY 13057RIA
CRD#: 112294
East Syracuse, NY
Current
November 4, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 6456 Collamer Road, East Syracuse, NY 13057BD
CRD#: 124583
East Syracuse, NY
Past
June 14, 2021 - November 5, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
East Syracuse, NY
Past
March 25, 2017 - November 5, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
East Syracuse, NY
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SYRACUSE, NY
Past
May 21, 1999 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
Syracuse, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2021)
RR
California(11/4/2021)
RR
Colorado(11/4/2021)
RR
Connecticut(11/4/2021)
RR
Delaware(11/4/2021)
RR
District of Columbia(11/4/2021)
RR
Florida(11/4/2021)
RR
Maine(11/4/2021)
RR
Maryland(11/4/2021)
RR
Massachusetts(11/4/2021)
RR
Nebraska(9/19/2022)
RR
New Hampshire(11/4/2021)
RR
New York(11/4/2021)
IAR
New York(11/4/2021)
RR
North Carolina(11/4/2021)
RR
Ohio(11/4/2021)
RR
Oklahoma(9/13/2022)
RR
Pennsylvania(11/4/2021)
RR
South Carolina(11/4/2021)
RR
South Dakota(11/4/2021)
RR
Tennessee(3/12/2024)
RR
Texas(11/4/2021)
RR
Utah(9/19/2022)
RR
Virginia(11/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294East Syracuse, NY 13057TRUST BUT VERIFY
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