Paul E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Edward Martin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1973. Paul had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, PC, Series 000, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2009 - December 13, 2016
COBURN & MEREDITH, INC.
November 13, 2009 - December 13, 2016
COBURN & MEREDITH, INC.
July 1, 2003 - November 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - November 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 18, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 18, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 11, 1995 - October 28, 2002
MORGAN STANLEY DW INC.
September 11, 1995 - October 28, 2002
MORGAN STANLEY DW INC.
June 20, 1990 - September 19, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1989 - June 20, 1990
COBURN & MEREDITH, INC.
May 14, 1988 - September 23, 1989
LEHMAN BROTHERS INC.
August 18, 1980 - May 28, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1979 - May 14, 1988
E. F. HUTTON & COMPANY INC
November 22, 1977 - September 17, 1979
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
March 27, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
November 1, 1973 - April 10, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/11/1980
AMEX Put and Call ExamSeries 000
Date: 10/24/1973
General Securities Principal ExaminationSeries 1
Date: 10/24/1973
Registered Representative ExaminationSeries 8
Date: 10/30/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COBURN & MEREDITH, INC.
CRD#: 164 / SEC#: 801-69509, 8-2474
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DERWAY, ELIZABETH COBURN | CHIEF COMPLIANCE OFFICER, FINOP, SECRETARY,SHAREHOLDER | 1873991 |
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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