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KW

Keith David Weigel

CRD# 3214902·Registered 2004 - 2018
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith David Weigel, who also goes by Keith Weigel, was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 2004 - 2018. Keith had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith Weigel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

PNC CAPITAL ADVISORS LLC·CRD# 151829
RIA
Cleveland, OH
January 19, 2012 - March 20, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Cleveland, OH
October 29, 2009 - March 21, 2018
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
October 5, 2006 - October 2, 2009
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
Detroit, MI
November 10, 2004 - February 28, 2006

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Current Firm

PC
PNC CAPITAL ADVISORS LLC

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684
RIA
Registered Investment Advisory firm - SEC (9/29/2009 Approved)

Contact Information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Phone Number

(216) 222-3921

# of Employees

258

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV 2A BROCHURE 2026 3 27 (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

624

AUM (Assets Under Management)

$50,879,088,797

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2025Cover PageReport
10/28/2024Cover PageReport
08/24/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PNC CAPITAL ADVISORS LLC

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684
RIA
Registered Investment Advisory firm - SEC (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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