FA
Frank J. Abella
INVESTMENT PARTNERS ASSET MANAGEMENT
Painter, VA
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CRD#: 3214727
FA
Professional summary
Frank James Abella III, who also goes by Jay Abella III, is a registered financial advisor currently at INVESTMENT PARTNERS ASSET MANAGEMENT located in Painter, Virginia.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Frank has worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Abella Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Investment Partners Group and subsidiaries; 10 Station Place Metuchen NJ 08840 - engaged in investment advice and consulting; devotes 35 hours / week to advisory business through Investment Partners Asset Management; salaried (investment related). 2.) IPCM FA3 LLC; established April 2024 - Shareholder / Member - Insurance Agency 10 Station Place Metuchen NJ 08840 - Devotes 2 hours per week for IPCM FA3 LLC and / or as independent agent. (Not investment related). 3.) Puppy Drum, LLC (wisdompreserve.com), 19568-Quinby-Bridge Rd Box 26, Quinby, VA 23423; General Partner; devotes 0-1 hours per week (not investment related), currently inactive. 4.) Cape Charles Main Street - VP - community charity effort in support of commerce and development in Cape Charles, Virginia. 718 Randolph Ave. Cape Charles, VA. Devotes 2 hours per week. (not investment related). 5.) Eastern Shore of Virginia Chamber of Commerce - Board Member - community charity organization in support of commerce and development on Eastern Shore of VA - 19056 Parkway, Melfa VA 23410 Devotes 2 hours per week. (Not investment related.)
CRS (Client Relationship Summary) - RIA
Click below to view Frank James Abella III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2002 - Present
INVESTMENT PARTNERS ASSET MANAGEMENT
RIA
CRD#: 121812
Painter, VA
Past
March 18, 2004 - June 1, 2021
T.R. WINSTON & COMPANY, LLC
BD
CRD#: 10571
METUCHEN, NJ
Past
July 12, 1999 - April 7, 2004
INVESTMENT PARTNERS, INC.
BD
CRD#: 21928
PLAINFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INVESTMENT PARTNERS ASSET MANAGEMENT
INVESTMENT PARTNERS ASSET MANAGEMENT
CRD#: 121812 / SEC#: 801-61906
RIA
Registered Investment Advisory firm - (3/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/18/2002)
IAR
Virginia(4/29/2003)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/13/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 2/13/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
IP
INVESTMENT PARTNERS ASSET MANAGEMENT
INVESTMENT PARTNERS ASSET MANAGEMENT
CRD#: 121812 / SEC#: 801-61906
RIA
Registered Investment Advisory firm - (3/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Station Place, Metuchen, NJ 08840
Mailing Address
Phone number
(732) 205-0391
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 535 |
| AUM (Assets Under Management) | $ 263,774,183 |
Red Flags
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