Monte L. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monte Lee Martin was a registered financial professional .
Monte is a previously registered financial professional and started their career in finance in 1973. Monte had worked at 13 firms and has passed the Series 63, Series 5, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 1995 - August 31, 1998
ATLANTIC PACIFIC FINANCIAL, INC.
July 12, 1991 - January 1, 1994
T.L. SMITH SECURITIES
June 27, 1990 - March 27, 1991
PRO EQUITIES, INC.
November 27, 1989 - February 27, 1990
ADAMS SECURITIES, INC.
August 24, 1987 - November 16, 1989
VAUTRAIN NELSON LEFEVRE, ENDSLEY AND DURHAM, INC.
May 6, 1983 - May 19, 1987
USA SECURITIES, INC.
March 3, 1983 - October 29, 1983
HILLTOP SECURITIES INC.
May 10, 1979 - August 24, 1982
RAUSCHER PIERCE REFSNES, INC.
June 1, 1978 - April 2, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 10, 1977 - June 15, 1978
MARQUETTE FINANCIAL GROUP, INC.
January 30, 1973 - November 3, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
January 30, 1973 - November 3, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 1973 - November 3, 1976
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationSeries 1
Date: 1/23/1973
Registered Representative ExaminationCurrent Firm
ATLANTIC PACIFIC FINANCIAL, INC.
CRD#: 37067 / SEC#: , 8-47712
Contact information
Documents
Red Flags
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