Natalie R. Strayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Rose Strayer, who also goes by Natalie Rose Jones, Natalie Rose Korduba, Natalie Rose Letner, Natalie Rose Strayer, Natalie Strayer, was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2000. Natalie had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2020 - February 1, 2022
FORESIDE FINANCIAL SERVICES, LLC
March 16, 2018 - July 13, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC
May 5, 2015 - May 25, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
July 1, 2013 - February 9, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 18, 2011 - September 28, 2011
HORNOR, TOWNSEND & KENT, LLC
July 12, 2011 - September 28, 2011
HORNOR, TOWNSEND & KENT, LLC
October 21, 2009 - October 1, 2010
SECURIAN FINANCIAL SERVICES, INC.
April 4, 2007 - July 23, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
September 27, 2004 - January 25, 2006
VALIC FINANCIAL ADVISORS, INC.
September 7, 2004 - January 25, 2006
VALIC FINANCIAL ADVISORS, INC.
April 12, 2004 - August 26, 2004
FIFTH THIRD SECURITIES, INC.
December 14, 2000 - March 15, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 13, 2000 - December 31, 2000
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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